Advisory Group Equity Services, Ltd. (dba RHK Capital) was founded in 1984. RHK Capital is a boutique investment banking firm specializing in small to medium-sized transactions. RHK is led by a management team with extensive financial industry experience and a desire to provide companies and individuals with the tools and expertise to accomplish their financial goals. In addition to investment banking, RHK has grown to include businesses in general securities, emerging market securities, distressed and high yield debt securities, investment management, mortgages, and business lending. As a division of AGES (TAG Group, Inc), all securities are offered through Advisory Group Equity Services Ltd., a registered broker-dealer, member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
RHK’s core mission is to provide excellent service and independent advice. We are not merely transaction-driven. We strive to maintain long-lasting client relationships built on trust and integrity. This philosophy has allowed us to achieve strong growth, and ever deepening client loyalty. Your success, and ultimately our success, is based on our seasoned professionals’ ability to offer sound, independent investment advice to help investors and clients alike achieve their financial goals.
AGES as part of the holding company TAG Group, Inc., is a leading provider of estate, business and financial services for high net worth individuals and business entities. TAG maintains a comprehensive network of legal, financial and accounting professionals who are committed to providing the highest level of service to their clients. TAG maintains three separate and distinct operating units under its corporate umbrella, they are: Trust Advisory Group, Ltd., Advisory Group Equity Services, Ltd., and Estate Insurance Services, Ltd.
Bruce C. Ryan, Principal, is responsible for all trading activity, risk management, and the development of new business opportunities. His prior experience includes eight years as the president of a regional broker/dealer, and six years as vice president/manager of Chemical Bank’s Private Capital Investment Group. Earlier in his career, he also was associated with Smith Barney and Merrill Lynch. Mr. Ryan holds a bachelor of science degree from Northeastern University where he majored in finance and economics.
Richard Kreger, Senior Managing Director, leads RHK’s Investment Banking effort. His main investment banking focus is on Rights Offerings, NOL Preservation Planning, Tender Offers, Warrant Offerings, Dual Source Offerings, Private Placements, Registered Directs, Exchange Offers, Mergers & Acquisition Financing, Stock and Asset Sales, Syndicate, Restructurings, Recapitalization and other related activities. Richard has closed hundreds of millions of dollars of financing transactions over his sell-side and buy-side career. Richard was a founding member of Ironridge Global Partners, spent several years with Source Capital Group, as well as Maxim Group, Midtown Partners and H.C. Wainwright.
RHK Capital offers securities industry professionals a relaxed yet professional working environment. Excellent benefits, including health insurance and a 401k Plan, are offered to our employees.
Registered Representatives will find that RHK Capital offers all the services and products typically available from large wire house firms, while still allowing you to pursue a more entrepreneurial career path. Opportunities in portfolio management, investment banking, and other areas of the business not typically open to wire house employees are available here. RHK Capital seeks registered representatives with previous experience and an existing client base.
Please call (800) 882-2889, or e-mail email@example.com or firstname.lastname@example.org to discuss your career objectives confidentially.