Investor Services


The core value of Investor Services at RHK Capital (offered via our broker-dealer- Advisory Group Equity Services) is to offer sound, independent advice to help investors achieve their overall, long-term financial goals. Whether it is an early retirement plan, or saving for upward-spiraling college costs, we offer comprehensive wealth management planning tailored to each investor’s needs.


Our financial advisors are responsible for choosing the best investment strategy to meet your individual objectives. Beginning with our initial discussions, we will examine your current financial status, determine your goals, identify your risk tolerance and your overall financial objectives. We then create a customized wealth management plan, matching products to your needs, to help you achieve your financial goals and dreams.


As part of our commitment to provide you with quality service, AGES has formed a strategic business alliance with one of the nation’s leading brokerage clearing institutions, INTL FC Stone. This relationship brings the dual benefits of a firm offering a long heritage in the full-service brokerage business and the financial strength of being one of the oldest and largest private securities firm in the United States of America.

Through AGES’s strategic alliance with INTL FC Stone, we offer you an extensive array of high quality financial services at competitive prices. This allows us to source solutions for your unique financial needs and to provide you with the information and resources to invest with confidence in today’s fast-moving securities markets. We can also provide you with both traditional and innovative financial products. Investment advice is provided through Trust Advisory Group, Ltd, a Registered Investment Advisor.


RHK Capital has no proprietary products, allocations or products that our advisors are required to sell. We offer our brokers access to virtually all investment vehicles currently available, and they determine those products that will best meet your financial objectives.


Disclosure: Investors should be aware that all investments carry risk and no strategy can assure a profit or protect against a loss. Fees and expenses are associated with the products and services offered by RHK Capital.

Portfolio Management


RHK Capital clients have access to some of the largest full-time portfolio managers and sophisticated managed assets programs offered through INTL FC Stone. Each RHK Capital representative works individually with clients to achieve their stated goals within their risk parameters.


Accounts can be managed on an individual basis, or if more appropriate, investors can choose to use one of several available programs to spread their assets among many different managers. We have managers who specialize in equity and fixed income accounts to service every investor need. Please ask your representative for more information on the various managed assets programs available to you.



Through our trading desk, representatives of AGES can provide access to all of the following products:

  • Common Stocks
  • Preferred Stocks
  • Convertible Stocks & Bonds
  • Options
  • Municipal Bonds
  • Corporate Bonds
  • S. Treasuries & Agencies
  • High Yield Bonds
  • Money Market Funds
  • Mutual Funds (load & no load)
  • Closed End Funds
  • Unit Investment Trusts
  • Certificates of Deposits
  • Annuities
  • Foreign Stocks (ADRs & GDRs)
  • Exchange Traded Funds, and others



RHK Capital clients have access to  a large number of research products from third party research firms. Reports on individual companies, market segments, and the general markets are available simply by speaking to your RHK Capital representative.

SBA 7a and 504 Loans


  • Business Acquisitions
  • Real Estate Purchase
  • Business Expansion Construction
  • Partner Buyout


  • Start-ups
  • Working Capital
  • and much more

Commercial Real Estate Financing



  • Most property types accepted
  • Investment real estate – office, retail, industrial, multi-family, mixed-use, self- storage facilities, shopping centers, etc.
  • Construction loans for owner occupied properties




  • Raw Land
  • Collateral-based financing that requires immediate funding
  • Bridge and Mezzanine Financing
  • Transitional and Permanent Financing

Other Loan Types and Property Types


  • Accounts Receivable Financing (Factoring)
  • Purchase Order Financing
  • Franchise Financing
  • Asset Based Lending

Restaurants, Bed and Breakfast Inns


  • Assisted Living facilities, Mobile home parks
  • Hotel/motel purchase or refinancing
  • Hard Money Loans

Professional and Medical Practice Financing


  • Up to 100% financing
  • Up to 10 years; 25 years with real estate
  • Acquisitions, partner buyouts, start-ups, real estate



At RHK Capital, our Insurance Division is comprised of seasoned professionals specializing in Estate, Business and Retirement Planning. Utilizing strategic alliances with industry-leading financial institutions, we are able to customize our recommendations to accommodate the personal and business needs of our diverse clientele. Insurance provide through Estate Insurance Services, Ltd. A general agency.


Our primary focus is to maximize your assets, minimize your taxes and limit your exposure to risk. This is accomplished through in-depth analysis and selective use of both traditional, as well as advanced, financial products and services.